| Defense of DUI Cases
There
are several defenses and strategies that are typically relevant
depending on the facts of your case. Not all will apply and we will be
able to refine your exact defense as we accomplish more of the tasks in
the investigation stage. However, I will describe below some of these
strategies.
The DUI prosecutor will point to several factors as evidence that you
were drunk driving: poor navigation of your vehicle, an odor of alcohol
flowing from the breath, the appearance of being intoxicated, poor
performance on the field sobriety test and, of course, the results of
the blood or breath alcohol test. Yet each "piece of DUI evidence" is
ambiguous, subject to multiple interpretations, unreliable, based on
faulty assumptions and open to attack.
Contrary to popular belief, DUI cases do not rest on hard science. They
rest on pseudo-science, often times junk science.
Unfortunately, hundreds of innocent people get convicted of DUI every
court day, often by pleading guilty even in the face of spurious
prosecution evidence. Hopefully, you won’t be one of them.
Defense Issues:
1. GERD Or Heartburn
Caused A Falsely High Reading On The DUI Breath Alcohol Test
Suffering from Gastroesophageal Reflux Disease (GERD), acid reflux or
heartburn can "fool" the DUI breath machines, causing an inaccurately
high reading of the blood alcohol level.
The breath machine is supposed to receive and measure alcohol from the
deep lung tissue, a region of the lungs called the alveoli. Breath
alcohol concentration (BAC) from this "alveolar air" or "deep lung air"
is thought to correlate with blood alcohol concentration.
But GERD can cause alcohol to travel from the stomach back to the
throat and mouth. When this happens, the DUI suspect blows this "mouth
alcohol" (rather than alveolar air alcohol) into the breath machine.
The machine then provides a reading higher, often times dramatically
higher, than the DUI suspect’s true BAC. A person with a true BAC of
.05 can read .20.
This problem is not limited to those who suffer from regular or chronic
GERD. Anyone who recently ate a large meal, a greasy meal or a spicy
meal may experience acid reflux or heartburn. If you take a DUI breath
test during this period, the results may be erroneously high.
2. The DUI Police Officer
Failed To Read You Your Miranda Rights
Police must advise you of your Miranda Rights in a DUI case if (1) you
are in custody and (2) they question you seeking to elicit an
incriminating response. If the officers continued to interrogate you
after placing you in custody for DUI, and did not first read you your
Miranda rights and obtain a valid waiver, then your post-custodial
statements will likely be excluded from evidence.
3. Weaving Within Your
Lane Does Not Justify A DUI Traffic Stop
Many DUI traffic stops occur because the officer claims to observe the
DUI suspect weaving within his/her lane, perhaps with the tires
touching the fog line or yellow lane divider, or briefly encroaching
into the neighboring lane. Courts have ruled that this usually does NOT
justify a DUI traffic stop—unless an "experienced officer" observed
"pronounced weaving" for a "substantial distance." If the court finds
that your traffic stop was not justified, the entire DUI case will most
likely be dismissed.
4. Alcohol On Your Breath
Does NOT Mean The Driver Is Under the Influence
In explaining why he believes you were drunk, the DUI officer almost
always mentions smelling "a strong odor of alcohol on the suspect’s
breath." But the officer looks foolish on cross-examination when he
admits that alcohol itself (ethanol) has no odor. Rather, it’s the
mixing agent or flavoring that produces the odor we associate with
alcohol. If you doubt this, go to the market and buy a 6-pack of
O’Doul’s. It tastes and smells just like beer; but it contains no
alcohol.
Indeed, laboratory studies show that police officers’ perceptions of
how strongly a person’s breath smells of alcohol simply doesn’t
correlate with his/her actual blood alcohol level. All that can be
gleaned from the "odor of alcohol on the breath" is that a DUI suspect
probably consumed some alcohol recently. But it does not provide
evidence that the person drank enough to be "under the influence" or to
have a BAC .08 or higher.
5. The Officer Lacked
Probable Cause For The DUI Arrest
After conducting the roadside DUI investigation, the officer can only
arrest you (apply the handcuffs and take you away for a chemical test)
if he/she has "probable cause." This means the evidence must rise to a
level in which a reasonable DUI officer would believe a crime (drunk
driving) has been committed.
You are entitled to a special court proceeding—called a "suppression
hearing" or "1538.5 hearing"—in which a judge decides whether the DUI
officer had probable cause for the arrest. At the hearing, the officer
testifies and is cross-examined by the DUI defense lawyer.
Our firm conducts this hearing routinely in DUI cases. If the judge
decides the officer who arrested you for DUI lacked probable cause
probable cause, then the subsequent breath or blood alcohol test is
excluded from evidence. Often, the entire case is dismissed.
In practice, judges usually side with the prosecution at the
suppression hearing, finding that probable cause existed. Still, the
hearing provides an invaluable opportunity to question the officer and
confront him/her about the problems with the DUI investigation. This
often leads the prosecution to reduce the charge or to settle the DUI
case on terms more favorable to the defense.
6. There Are Innocent
Explanations For Your Faulty Driving
Perhaps the DUI officer saw you swerving for a short distance, make a
wide turn or drift out of your lane. Of course he will paint these as
sure signs of drunk driving. But in reality, sober drivers engage in
these sorts of driving miscues all the time.
How often do you see a car drifting around in its lane, only to look
over and notice the driver on the cell phone? Or reading a map? Or
eating? Usually, the "bad driving" the DUI officer claims to observe is
just as consistent with a distracted or inattentive driver—but
otherwise sober driver—as it is with a drunk driver.
7. The Alleged Signs of
DUI Are Actually Signs Of Fatigue
Many of the "typical" symptoms associated with DUI can just as easily
be explained by fatigue. Sheer exhaustion often causes one to drive
his/her vehicle poorly, to have bloodshot and watery eyes, to respond
slowly to some of the DUI officer’s questions, and to struggle with the
field sobriety tests that require vigilance and good coordination.
Obviously, driving while exhausted or drowsy is dangerous, and should
be avoided. But the symptoms of driving while exhausted can easily be
confused with the symptoms of driving while intoxicated.
8. Your Blood Alcohol
Level Was Rising
A DUI suspect can blow a .15 at the police station; but have had a .07
BAC when he got pulled over. Why? Because alcohol takes an average of
50 minutes, but can take as long as three hours, to absorb fully into
your bloodstream and create your peak blood alcohol level. This is
critical if the DUI traffic stop occurred relatively soon after you
finished drinking.
Your BAC was probably still rising. This means that even if your BAC
was above .08 when the blood draw or breath test occurred at the police
station (or hospital), it may well have been below .08 when you were
actually driving. There is no law against having a BAC above .08 at a
police station; it’s only the blood alcohol level while actually
driving that counts for DUI purposes.
9. An Improper 15-Minute
Observation Before The Breath Alcohol Test
California regulations require the officer to watch the DUI suspect
continuously for at least 15 minutes prior to administering the breath
alcohol test. The officer must make sure that during this period the
person does not consume anything, burp, belch, hiccup or regurgitate.
Any of these may cause alcohol to travel from the stomach to the mouth.
Blowing this "mouth alcohol" into the breath machine triggers an
inaccurate high BAC reading.
Officers rarely follow this required observation procedure. They
usually perform paperwork, write reports, set up the machine and
converse with their partners, diverting their attention from the DUI
suspect who must be watched vigilantly during this period. Failure to
follow this procedure casts doubt on the validity of the test result,
and can sometimes get the test thrown out of court altogether.
10. The Police Officer
Lacked Justification To Make The DUI Traffic Stop
Police officers cannot pull you over arbitrarily. To conduct a lawful
traffic stop, the DUI officer must provide "specific articulable facts"
indicating a "reasonable suspicion" that you were committing a traffic
violation. You are entitled to a special court proceeding called a
"suppression hearing" where a judge determines whether the DUI officer
can meet this standard. If he cannot, in all likelihood the entire DUI
case will be dismissed.
11. Failure To Comply With
California’s Title 17 Regulations
California Code of Regulations Title 17 sets forth procedures that must
be followed by anyone administering DUI blood or breath alcohol tests.
Officers break these regulations all the time in DUI investigations. A
failure to follow the regulations can expose the BAC test results to
attack, or lead to their exclusion from evidence altogether.
12. Inherent Error Rate In
DUI Blood and Breath Alcohol Testing
Let’s assume maintenance and calibration of the machines are perfect,
the breath or blood test is administered exactly according to
procedure, and no background or physiological factors exist that would
produce false results (and, by the way, such a "perfect scenario" is
rare).
An inherent error still exists as to both blood alcohol testing
procedures. Most experts agree the inherent error rate is about +/- .02
for DUI breath testing and +/- .005 for DUI blood testing.
13. The DUI Officer Has No
Baseline For Your Performance On The Field Sobriety Tests
The DUI officer will probably claim you "performed poorly" on the field
sobriety tests, and that this serves as evidence of impairment. But
"poorly" compared to what? This claim means very little without knowing
how you would perform normally—even with nothing to drink. People vary
tremendously in their natural ability (or inability) to perform DUI
field sobriety tests.
How well a given person performs the filed sobriety tests depends on
many factors: natural level of coordination and equilibrium, natural
level of balance, fitness level, composure in the face of pressure,
injuries, age and practice, among others.
14. Factors Other Than
Alcohol Can Cause Poor Performance on the Field Sobriety Tests
Even if you performed less than perfectly on the DUI field sobriety
tests, this may be attributable to unfair test conditions such as:
The tests occurring on uneven surfaces or slippery terrain
The distraction of flashing lights and traffic whizzing by
The test area being too dark or amidst glaring lights
Cold temperatures, rain, or wind
Unsuitable footwear—such as boots, high heels or dress shoes
Nervousness, anxiety and/or frustration
Most people who had nothing to drink would still struggle with the FSTs
under these conditions. The upshot is this: even if you struggled on
the roadside tests, this may well be caused by the setting and
circumstances rather than you being intoxicated.
15. The DUI Standardized
Field Sobriety Tests Were Not Properly Administered
The National Highway Traffic Safety Administration (NHTSA) devised
national standards for how DUI officers are to administer the three
standardized field sobriety tests: the Horizontal Gaze Nystagmus Test,
the Walk-and-Turn Test and the One-Leg Stand Test. But DUI officers
often fail to adhere to these national guidelines. Many never even
received training as to the NHTSA guidelines. This opens up their whole
DUI investigation to attack.
Sometimes a DUI officer will say in his report the DUI suspect "failed"
or "performed poorly" on the field sobriety tests; but when the
performance is judged according to NHTSA’s national standards, the
person did everything correctly! This underscores a basic fact of DUI
defense: the arresting officers are biased and frequently do slipshod
DUI investigations. Their claims and opinions should never be taken at
face value.
16. The Non-Standardized
Field Sobriety Tests Lack Reliability
The non-standardized field sobriety tests include (among others): the
finger-to-nose test, the finger count test, the hand pat test, the coin
pickup, the alphabet test, the reverse counting test, and the Rhomberg
test (tilting your head back and estimating 30 seconds). The National
Highway Traffic Safety Administration (NHTSA) has set no standards for
how to administer, score or interpret these tests, and no studies have
ever shown them to be reliable indicators of DUI impairment.
17. Field Sobriety Tests
Provide a Poor Measure Of DUI Impairment
Even when the standardized field sobriety tests are administered
perfectly (which is rare), they still provide a very inaccurate measure
of whether a DUI suspect is impaired. According to NHTSA, for example,
the one leg stand test has a 65% accuracy rate and the walk-and-turn
test a 68% accuracy rate.
This means that if people were convicted based on these roadside tests,
one third of them would be innocent and wrongly convicted. Or, viewed
another way, when officers arrest DUI suspects based on failing these
tests, one in three suspects is wrongfully arrested.
18. Mouth Alcohol Can
Contaminate The Breath Alcohol Test Results
Ideally, DUI breath testing devices detect alveolar air of the deep
lungs, which is loosely correlated with blood alcohol level. But the
breath testing machine can be "tricked" by latent alcohol in the
mouth—often caused by burping, belching, or the recent use of cough
syrup, cold medicine, mouthwash or breath spray.
When the breath testing machine picks up mouth alcohol rather than deep
lung air, it gives BAC readings greatly higher than the true BAC. This
becomes a particular problem for DUI arrestees with dentures, denture
adhesives, braces, cavities, food impactions, orthodontic work or who
have food particles trapped between their teeth (as all of these
conditions tend to produce mouth alcohol).
19. Blood-Breath Partition
Ratio Is Inaccurate Based on Individual Differences
DUI breath testing assumes that "breath alcohol" accurately reflects
blood alcohol based on a 2100-to-1 partition ratio. This assumption
rests on the proposition that the average ratio across the population
is 2100-to-1. But studies reveal that the ratio of blood to breath
varies greatly among individuals.
A DUI suspect with a ratio lower than 2100-to-1 will generate an
inaccurately high reading from a breath alcohol test. And there’s no
way to determine what a given person’s ratio is, or what it was at the
time of the DUI breath test.
20. The Breath Alcohol
Test Yields Unduly High Results During Absorption
Breath alcohol testing while alcohol is still absorbing into your
bloodstream often yields falsely high BAC readings. During the
absorption stage, which can last as long as three hours after you
finish drinking, the BAC in arterial blood is significantly higher—as
much as 60% higher—than the BAC in venous blood. Because the alveolar
deep-lung air blown into the breath machine is bathed in arterial
blood, not venous blood, a falsely high BAC is generated.
21. Police Have No
"Special Ability" To Judge Intoxication Levels
Police and DUI prosecutors like to suggest that trained and experienced
officers have a "special ability" to discern when a DUI suspect is
under the influence (and therefore jurors should defer to the officer’s
opinion that the DUI defendant was, in fact, impaired).
But a controlled study by Rutgers University’s Alcohol Behavior
Research Laboratory found otherwise. Police officers’ ability to judge
intoxication levels was no more accurate than that of bartenders or
social drinkers. Moreover, none of the three groups—experienced police
officers, bartenders or social drinkers—correctly judged levels of
intoxication more than 25 percent of the time.
22. No Sign Of Mental
Impairment
Being "under the influence" consists of two types of impairment: mental
and physical. Most police will admit that upon being pulled over, the
DUI suspect was coherent, alert and responded appropriately to the
officer’s questions. Therefore no sign of "mental impairment" existed.
But, as any DUI toxicologists will tell you, "mental impairment" always
precedes "physical impairment." So if mental impairment was not
present, then, presumably, neither mental nor physical impairment was
present.
23. Innocent Explanations
For The Symptoms Of Intoxication
Police officers almost always claim to have observed certain "objective
symptoms of intoxication" in the DUI suspect. The standard list
includes:
Bloodshot and watery eyes
Slurred speech
A flushed face
An unsteady gait
DUI police reports feature pre-printed boxes for these symptoms that
officers merely check off. Of course, the officers almost never
photograph, videotape or audiotape the DUI suspect so that jurors can
later judge for themselves whether and to what extent these symptoms
were present.
In any event, non-alcohol causes often explain these observations. For
example, fatigue, allergies and eye strain cause bloodshot eyes.
Nervousness, embarrassment and anger over the DUI traffic stop cause
flushing. Intimidation and fluster cause slurred speech.
The officer rarely takes these innocent explanations into account. The
DUI defense attorney must emphasize to the jury that the evidence is
just as consistent with non-alcohol explanations as it with
intoxication.
24. Speeding Is Not
Correlated With DUI
In many of our DUI cases, the officer pulled the client over for
speeding. And the officer alleges the client to be under the influence
based (at least in part) on the fact the client was speeding. But
national studies demonstrate no correlation between speeding and
intoxication. A speeding driver is no more likely to be drunk than
sober. To be sure, speeding is often unsafe and a violation of the law;
but it is not evidence the driver is DUI.
25. Radio Frequency
Interference May Have Contaminated Your BAC Tests
Radio waves in the air—known as Radio Frequency Interference (or
RFI)—can alter the results of almost any DUI blood or breath alcohol
testing device. Radio Frequency Interference can disturb the electronic
circuitry of Los Angeles County’s Datamaster, San Bernardino County’s
Draeger Alcotest 7110, gas chromatographs and mass spectrometers,
thereby resulting in inaccurate high blood alcohol readings.
Radio Frequency Interference emits from almost any electronic device,
including police radios, police scanners, radar devices and computers.
Although studies have confirmed the danger of Radio Frequency
Interference or electromagnetic interference to render false BAC
readings, it is difficult to determine whether or to what extent RFI
altered the result in a given DUI case. Yet it is one more reason for
skepticism.
26. Breath Testing
Machines Mistake Other Chemicals for Alcohol
DUI Breath alcohol testing machines also detect non-alcohol compounds,
which they frequently mistake for alcohol. Among the compounds most
commonly mistaken for alcohol are ethylene, toluene, nitrous oxide,
diethyl ether, acetonitrile and isopropanol.
The presence of any of these compounds in the DUI suspect’s lung tissue
will likely cause a false, or falsely high, blood alcohol reading. We
find that people frequently ingest these compounds at work or in other
environments where the chemicals are present.
27. Low-Carb Diets Can
Cause Falsely High DUI Breath Test Readings
A DUI suspect on a low-carb diet may generate an erroneously high blood
alcohol reading from the DUI breath testing machines. On a high-protein
diet, the body produces ketosis as it burns stored body fat for energy
(a process that has produced dramatic weight loss for many adherers to
Adkins-style diets).
Consumption of carbohydrates (such as alcoholic beverages) during
ketosis can cause the body itself to produce a substance called
"isopropyl alcohol." Most DUI breath testing machines cannot
distinguish "isopropyl alcohol" from ethanol (the alcohol that we drink
and that causes impairment).
28. Breathing Techniques
May Alter Breath Test Results
Breathing techniques may produce falsely high breath test results. A
longer breath sample—more than 10 seconds—may generate a significantly
higher BAC reading because the machinery is calibrated to test a 10
second sample. Additionally, a person who breaths shallow or holds her
breath may blow residual mouth alcohol, again producing a higher
reading than her true BAC. Hyperventilation may also impair the test.
29. Breath Temperature May
Alter Breath Test Results
Most DUI breath devices calibrate to test breath at 34 degrees C.
Simulator solutions use the same temperature. But when a DUI suspect’s
breath temperature varies—as is often the case — this can produce a
falsely high BAC result. Even a variation only one degree higher can
produce a BAC reading 7% higher.
30. A "Disconnect" May
Exist Between Your BAC And Symptoms Of Intoxication
Certain symptoms of intoxication can predictably be observed at each
successively higher blood alcohol level. Often we see DUI cases where
the person’s BAC reading comes back very high, two or three times the
legal limit.
However, the person’s driving, behavior and FSTs are consistent with
sobriety or only slight impairment. We know the BAC reading is wrong.
It doesn’t match the other evidence. We call this a "disconnect case."
Any time the alleged blood alcohol level does not match up with the
symptoms we would expect to see at that level, the prosecution’s whole
DUI case is called into question.
31. Blood Tests Have
Problems Too
One of the most important concepts to emphasize at a DUI trial where a
blood test must be contested is that the alcohol concentration in blood
can go up over time because of fermentation. In the same way that the
sugar in grapes ferments into wine, the sugar in potatoes ferment into
vodka, and the sugar in grains ferments into beer, the sugar in blood -
"blood sugar" - can ferment into alcohol. That is why we will have the
blood sample re-tested and our lab will test for this phenomenon and
check for whether there was an adequate amount of preservatives and
anti-coagulant in the test tube.
As noted before, the defense will depend on the facts in your case and
not all of the above will apply. I would like to meet with you to go
over each of the above issues to develop your personal defense
strategy. .
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